The importance of Bank Secrecy Act (BSA) compliance cannot be overstated, so we created the BSA/AML full-day conference. An insufficient BSA compliance program may expose a credit union to reputation risks, such as manipulation by unscrupulous money launderers, undermine the integrity of the financial system or even threaten national security. Join this workshop for an update on current issues in the examination process and the latest policies and procedures your credit union must have in place.
*This is a COMBINED conference for both NC and SC, we will not be holding separate events in each state.
Who should attend?
Credit union employees responsible for:
Click Here for Agenda
Meet the Speakers
|Caryn Finley, Assistant United States Attorney, US Attorney’s Office
Caryn serves as an Assistant U.S. Attorney in the Western District of North Carolina where she prosecutes cases involving white collar crime, including tax fraud, mail, wire, and bank fraud, and other economic crimes. Prior to joining the US Attorney’s Office, she spent 18 years at the U.S. Department of Justice, Tax Division, where her most recent position was Assistant Chief in the Southern Criminal Enforcement Section. While at the Tax Division, Finley litigated and reviewed criminal tax cases involving multi-defendant, wide-reaching fraud schemes with complex financial intricacies and criminal procedure issues.
|Amber Goodrich, Compliance Strategist, CSI
Goodrich has more than 15 years of financial industry experience. She is a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Regulatory Compliance Manager (CRCM).
|Doug Miller, Investigator, NC State Bar
Miller, a Licensed NC Certified Public Accountant (CPA) and Licensed Certified Fraud Examiner, has 28 years combined federal and state criminal investigative experience. He spent the last 22 years of his career with the U.S. Department of Treasury as a Special Agent with IRS Criminal Investigation, retiring in November of 2017. In January 2018, Doug began working as an investigator for the NC State Bar in Raleigh, NC.
|Beth Moskow-Schnoll, Managing Partner, Ballard Spahr, LLP
Beth assists financial institutions with regulatory compliance with the Bank Secrecy Act and oversees internal investigations, defends against grand jury investigations, and litigates complex criminal and civil matters. Previously, she served as a federal prosecutor for 17 years and investigated and prosecuted financial fraud, including money laundering, and bank and credit card fraud.
|Jen Thompson, CEO, Lighthouse for Life
Jen Thompson has more than 20 years of experience in training, communication, and education. For the past three years, she has served as the CEO of Lighthouse for Life. She is also the Master Trainer for L4L and has spoken to over 30,000 people throughout the state of South Carolina in hopes to raise awareness and eradicate Human Trafficking.
|Maria Vento, Assistant United States Attorney, US Attorney’s Office
Maria serves as an Assistant U.S. Attorney in the Western District of North Carolina, where she prosecutes a wide variety of matters with an emphasis on financial crimes, including securities and account fraud, bank and mortgage fraud, and money laundering. She recently returned to the U.S. Attorney’s Office after serving a two-year detail in the Bank Integrity Unit of the Money Laundering and Asset Recovery in the Criminal Division of the Department of Justice (DOJ). During her time at the DOJ, Vento focused almost exclusively on large, complex, white collar fraud cases.
Early Bird Discount: $175 if registered by October 31, 2019.
Cancellation: Each cancellation received in writing via email or fax by December 30, 2019 is eligible for a refund of the amount paid minus a $75 administrative fee. Substitutions are accepted anytime prior to the event. For details on CCUL’s Cancellation & Refund Policies, Click here.
Embassy Suites by Hilton
1917 Ayrsley Town Blvd. Charlotte, NC 28273 (2.1 mi.)
Hilton Garden Inn
1920 Ayrsley Town Blvd. Charlotte, NC 28273 (1.8 mi.)
7900 Forest Point Blvd. Charlotte, NC 28273 (2.4 mi.)
Hampton Inn & Suites
9110 Southern Pine Blvd. Charlotte, NC 28273 (2.2 mi.)
Courtyard by Marriott
800 W Arrowood Rd. Charlotte, NC 28217 (2.5 mi.)